(Senior) Compliance Officer

For a full-service provider of Corporate, Private Wealth, Capital Markets and Fund / Depositary services we are currently recruiting a (Senior) Compliance Officer. Do you want to have more challenges within compliance and would you like to be part of a journey to excellence? Please keep reading!

Our client is an international organization within the trust industry and as (Senior) Compliance Officer you will be responsible for the business in the Netherlands, together with a team of 12 to 15 high skilled colleagues. We are looking for both a Medior and a Senior Compliance Officer so please stay curious if you have less or more experience than the requested profile. The organization is changing and you will be able to give your input and opinions for the journey to excellence.

The responsibilities of a (senior) Compliance Officer
• Lead the provision of compliance and regulatory advice and guidance to the Netherlands businesses active in non-trust services. This includes our PSD2 and AIFM licensed entities. Independent advice will be based on internal policies and procedures, and Dutch regulatory requirements;
• Deliver on the annual Compliance Monitoring Programme;
• Follow regulatory trends, keep track of changes to laws and regulations relevant to the relevant activities, and ensure these are incorporated in the respective internal policies;
• Carry out 2nd line testing of key processes and on compliance with Wtt, PSD 2 and/or AIFMD requirements (as applicable) and report on findings to senior stakeholders;
• Ensure all allocated tasks are proactively managed to resolution;
• Be an expert in the allocated field of responsibility, being able to provide independent and fact-based advice to client teams;
• Promote common compliance standards across the organisation and service lines;
• Raise awareness for Compliance risks and the 3 Lines of Defence roles & responsibilities;
• Maintain good relationships with the client teams offering guidance and development when required.

The profile of a (senior) Compliance Officer
• 5+ years of experience in a 2nd line role within the Compliance department of a regulated financial institution;
• Good understanding of the services provided, potential risks and mitigants;
• Excellent time management and ability to work under pressure;
• Excellent command of English required. In addition, Dutch knowledge of advantage;
• Self-motivated and able to work without close supervision;
• Demonstrated effective communicator;
• Proven ability to work effectively as part of a team;
• Holding a relevant compliance-related qualification.

Offer
• A competitive annual salary + bonus
• Flexibility in working from home
• A new challenge within compliance!

I would like to tell you more about the position and the organisation. Are you interested? Please apply as soon as possible!