Compliance Attorney

Four our client, SRS Scquiom we are looking for their new Attorney Compliance for their offices in Amsterdam. SRS Acquiom is a leading disruptor in the financial services technology space with a long track record of consistent growth, profitability, and innovation. Since the Company was founded in 2007, they have had a tremendous impact on how Mergers and Acquisitions (M&A) and Loan Agency transactions are completed globally.

Primary Responsibilities

• Oversee and ensure adherence to contractual requirements and deadlines.
• Provide guidance to internal teams regarding SRS Acquiom’s responsibilities under a variety of transactional agreements, including, but not limited to, contract analysis, resolution of name inconsistencies, and monitoring of critical dates.
• Support stakeholders in deal-related transactions, particularly during issue escalation.
• Respond to questions from internal teams and other stakeholders concerning deal terms and contract interpretation.
• Conduct legal review for post-closing transfers of interest, including examination of transactional agreements and associated transfer documents such as probate and organizational records.
• Prepare and/or evaluate letters of instruction to resolve name discrepancies and address residual interests.
• Participate in quality assurance reviews of Compliance Specialist analyses pertaining to the post-closing flow of funds for transactional agreements.
• Assist in amending agreements upon request.
• Efficiently handle a high volume of email correspondence and manage workload pipelines.
• Collaborate with internal departments to facilitate effective problem-solving and resolution.
• Apply critical thinking and analytical strategies to identify and implement viable solutions when challenges arise.
• Assist with KYC inquiries.
• Manage invoice payments and shareholder reachouts as needed.
• Interpret allocation spreadsheets.
• Help Imports team with discrepancies as needed.
• Will provide assistance to the intake team pre-closing.
• Review of deal agreements for provisions allowing company to disclose client relationships for marketing purposes.
• Manage and execute special projects as directed by Management.
• Provide support for additional legal and compliance tasks as required.

Required Qualifications & Skills

• Graduate from an accredited law school.
• Licensed attorney with strong academic background.
• Experience with transactional matters and general contract matters.
• Minimum of 3 years in a general compliance role, preferred.

• Highly motivated self-starter with the ability to work collaboratively and independently

• Operates with highest integrity and attention to detail
• Excellent communication (verbal and written), facilitation, and interpersonal skills
• Can work within deadlines and complete work in a timely manner
• Strong analytical and organizational skills
• The ability to manage multiple time sensitive tasks in a challenging, fast paced, deadline driven, and fluid environment
• Maintain a high level of confidentiality and integrity
• Fluent in Dutch & English and able to work in Netherlands, Amsterdam.

Interested in this Associate Director role? Please send your cv and I will share more information about the company / role itself.

Robert Walters Netherlands is acting as an Employment Agency in relation to this vacancy.